2. What Did the Constitution Say about Citizenship?:
In 1789, the Constitution was silent on who is to be considered a citizen
of the United States, but did empower the Congress in Article I, Section
8, to "establish an uniform Rule of Naturalization". A specific reference
to citizenship was made, however, in Article II, which states that "No
person except a natural born Citizen, or a Citizen of the
United States at the time of the Adoption of this Constitution, shall be
eligible to the Office of President; neither shall any person be eligible
to that Office who shall not have Attained to the age of thirty-five Years,
and been resident fourteen Years within the United States".
This language is intriguing because it clearly implies that Americans would
be living overseas.
3. When Was Citizenship First Defined?:
When the First Congress enacted the first citizenship law in 1790, the
question of the status of children born abroad to a U.S. citizen parent
was explicitly addressed, and in the following terms:
"And the children of citizens of the United States that may be born beyond the sea, or out of the limits of the United States, shall be considered as natural born citizens: Provided, That the right of citizenship shall not descend to persons whose fathers have never been resident in the United States". (Act of March 26th, 1790, 1 Stat. 103).
It is noteworthy that this first definition of citizenship
and the naturalization process, enacted by the First U.S. Congress, specifically
recognized the automatic acquisition of U.S. citizenship by children born
abroad to a U.S. citizen father, provided only that the father had
ever been previously a resident in the United States. Even more noteworthy
is that all such children were to be considered "natural born" citizens
at birth abroad.
Thus, while the Constitution was mute on the intent
of the country's founders in terms of who is to be defined as a citizen
at birth, a majority of the Members of the First Congress made it clear
that such citizenship could be acquired both at home and abroad. Given
that many of the Members of this First Congress were active participants
in the deliberations for the drafting and adoption of the U.S. Constitution,
there can be little doubt that what they were expressing in this first
citizenship law was indeed the intent of the Constitution's authors themselves.
4. What Has Happened Since 1790 in the Definition
of U.S. Citizenship and the Citizenship of Children Born Abroad?:
Citizenship was defined for the first time by the Constitution following
the Civil War when the Fourteenth Amendment was ratified in 1868. This
amendment states:
"All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens of the United
States and of the State wherein they reside. No State shall make or enforce
any law which shall abridge the privileges or immunities of citizens of
the United States; nor shall any State deprive any person of life, liberty
or property without due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws."(14th Amendment,
Section 1, ratified July 9, 1868).
Congress continued to address the citizenship of
children born abroad in a manner similar to that adopted by the First Congress
and this remained the basic policy until eventually, in 1934, U.S. citizen
mothers achieved parity with U.S. citizen fathers in the ability to transmit
citizenship at birth to children born abroad.(1)
5. The Big Change in 1940: The Congress carried out a
major overhaul of U.S. citizenship laws in 1940 and took away from overseas
Americans many of the human rights guarantees that they had enjoyed up
until then. The law became much less uniform and various forms of overt
discrimination were introduced, many of which linger on. It is this legacy
that is currently causing considerable problems for the several million
U.S. citizens living and working abroad today.
6. The Demographic Dimension of the Problem: According
to the only known survey ever carried out by the U.S. State Department
on the number of children born abroad to a U.S. citizen parent, which was
carried out in 1982, approximately 40,000 children were born abroad the
previous year (1981) to a U.S. citizen parent. Of these: 21,600 (54%) acquired
U.S. citizenship at birth abroad to parents, both of whom were U.S. citizen
parents; 14,400 (36%) acquired U.S. citizenship at birth abroad to parents,
only one of whom was a U.S. citizen; and 4,000 (10%) were denied U.S. citizenship
because although one parent was a U.S. citizen, this parent did not meet
the then current qualifications necessary to transmit citizenship to the
child born abroad. In other words, one out of every ten children born abroad
to a U.S. citizen parent in 1981 was denied U.S. citizenship at birth.
Some of these were actually born stateless because the other parent was
also unable to transmit citizenship of another country either. At the time
that this survey was carried out, the State Department estimated that approximately
2 million U.S. citizens were living abroad. Today, the State Department
estimates that more than 4 million U.S. citizens now live outside of the
United States.
7. Issues Raised by Current U.S. Citizenship Laws: The
complexity of the current U.S. legislation and regulatory interpretation
of U.S. citizenship law causes a number of concerns to overseas U.S. citizens.
These are discussed below.
8. Does Current U.S. Citizenship Law Fully Conform to the Spirit
and Intent of the UN Declaration of Human Rights?: The United States
played a widely recognized and admired role in the drafting of the Universal
Declaration of Human Rights. According to this Declaration, governments
commit to: treat all of their citizens equally; abstain from discriminating
against any minority group; promote the family as the basic element of
society; and guarantee all children at birth the right to a name and a
nationality. Current U.S. citizenship law violates this overall commitment
to equal treatment by discriminating against U.S. citizens living abroad.
Other Specific Commitments in the Universal Declaration of Human Rights: Other relevant sections of this Declaration, adopted by the General Assembly of the United Nations on 10 December 1948, include:
"All human beings are born free and equal in dignity and rights." (Article 1)
"Everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind, such as race, color, sex, language, religion, political or other opinion, national or social origin, property, birth or other status. Furthermore, no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which a person belongs, whether it be independent, trust, non-self-governing or under any other limitation of sovereignty". (Article 2)
"All are equal before the law and are entitled without any discrimination to equal protection of the law. All are entitled to equal protection against any discrimination in violation of this Declaration and against any incitement to such discrimination." (Article 7)
"Everyone has the right to leave any country,
including his own, and to return to his country". (Article 13)
"Everyone has the right to a nationality. No one
shall be arbitrarily deprived of his nationality nor denied the right to
change his nationality". (Article 15)
"Men and women of full age, without any limitation
due to race, nationality or religion, have the right to marry and to found
a family. They are entitled to equal rights as to marriage, during marriage
and at its dissolution. The family is the natural and fundamental group
unit of society and is entitled to protection by society and the State."
(Article 16).
"Motherhood and childhood are entitled to special care and assistance. All children, whether born in or out of wedlock, shall enjoy the same social protection." (Article 25)
These specific promises are not being fully respected in current U.S. citizenship laws as they pertain to U.S. citizens living overseas and their children born abroad.
9. Does Current U.S. Citizenship Law Fully
Conform to the Spirit and Intent of the UN Convention on the Rights
of the Child? Current U.S. citizenship
laws also do not conform to the commitments undertaken by countries which
have recognized the UN Convention on the Rights of the Child which was
adopted unanimously by the General Assembly of the United Nations on 20
November 1989. Clauses of this Convention which are not being respected
by the United States today include:
"States Parties shall respect and ensure the rights
set forth in the present Convention to each child within their jurisdiction
without discrimination of any kind, irrespective of the child's or his
or her parent's or legal guardian's race, color, sex, language, religion,
political or other opinion, national, ethnic or social origin, property,
disability, birth or other status." (Article 2)
"States Parties shall undertake all appropriate legislative, administrative, and other measures for the implementation of the rights recognized in the present Convention." (Article 4)
"The child shall be registered immediately after birth and shall have the right from birth to a name, the right to acquire a nationality and, as far as possible, the right to know and be cared for by his or her parents. States Parties shall ensure the implementation of these rights in accordance with their national law and their obligations under the relevant international instruments in this field, in particular where the child would otherwise be stateless." (Article 7)
"States Parties undertake to respect the right
of the child to preserve his or her identity, including nationality, name
and family relations as recognized by law without unlawful interference."
(Article 8)
10. Why Don't We Respect International Commitments
to Human Rights? One major infirmity
of these two international human rights documents is the lack of a clear
definition of which government is to be held responsible for guaranteeing
the human rights of the children born to expatriates outside of the territorial
limits of their home countries? Is it their home country, or their host
country?
There is no commonly accepted definition of citizenship
in the world today, nor how and where it is to be acquired. Some countries
use a jus sanguinis standard which gives preference to the blood ties binding
the parent and the child. Others, notably the United States, give greater
weight to a jus soli standard whereby citizenship is determined by the
location of birth rather than by the citizenship of the parent(s).
Finally, many countries, including the United States,
use a mix of these two principles, but this mix can lead to greater protection
for some citizens and discriminatory treatment for others. Such is the
case with U.S. legislation today.
Although the U.S. Government played an important
role in the drafting of these UN documents, it has so far not assumed the
full responsibility for extending all of the relevant human rights guarantees
to all of its citizens. Some U.S. citizens are being left out and have
to live with second class rights for themselves and their children.
11. How Has the Law Evolved Since 1790?
The history of U.S. citizenship law and how
it applies to U.S. citizens living abroad and their children born abroad,
shows an evolution toward eventually extending the same privileges to U.S.
citizen mothers as had been enjoyed from the beginning to U.S. citizen
fathers. Some additional requirements for actions after birth abroad to
maintain citizenship were also added. (See Annex 1, US Citizenship Law
and Overseas Americans, An Historical Summary).
12. When Did the Current Difficulties Begin?
The evolution of U.S. citizenship law as it applies to overseas Americans
shows a considerable amount of affection and indulgence on the part of
the U.S. Government toward its citizens living away from home during the
150 years after the enactment of the first U.S. citizenship laws, and then
an extraordinary change of direction and a hardening of heart.
In 1940, a new Immigration and Naturalization law
abandoned uniformity and simplicity and instituted a new definition of
citizenship acquisition abroad based upon a quixotic set of tests of "nexus".
Although these draconian changes have been somewhat
attenuated since 1940, as will be shown below, there is no longer anything
simple or uniform about how citizenship is defined for children born abroad.
Nexus calculations today include among other things considerations
such as the choice of an employer, the nationality of a spouse, or even
whether or not you are married at the time of a birth abroad. Today there
are novel forms of prejudice and inequality in the law that are quite alien
to the benevolence of the founding fathers and their successors for the
first hundred and fifty years of our country's history. Bizarre rules of
nexus to the United States take precedence over the sacred tie between
a parent and a newborn child. This threat to the integrity of the overseas
American family is shameful and out of keeping with the more meritorious
human rights accomplishments of the United States.
13. Defining and Calculating Nexus:
Although the text of the immigration and naturalization statutes does not
specifically address "nexus", nor does it define just what this
is supposed to mean, the concept is implicit. The necessity for overseas
American citizen parents to manifest "nexus" to qualify for human
rights is invoked by the State Department, the Immigration and Naturalization
Service, and others when called upon to justify current discrimination
in the law. "Nexus" is very much alive, and overseas Americans are
very much concerned by its calculus. Currently there are rules not for
how sufficient "nexus" can be acquired, and what bookkeeping is
required to demonstrate that this has been acquired, but by implication
there is even the possible retroactive loss of "nexus" that can
occur long after a birth has taken place.
A. Nexus for Births at Home:
The 14th Amendment to the Constitution guarantees that "All persons born
in or naturalized in the United States, and subject to the laws thereof,
are citizens..". Under these "jus soli" rules, no matter what the citizenship
of the parent(s) may be at the time of birth of a child, "nexus"
is defined by the mother's physical position on our planet when she gives
birth. Thus one form of acceptable "nexus" is simply a function
of latitude and longitude. It is unrelated to any time the parent(s) may
have previously lived in the United States, or any allegiance of either
parent to the United States. Some refer to this as "checkbook nexus"
because those with sufficient resources for a plane ticket can acquire
it with no additional effort.
B. Nexus for Births Abroad:
"Nexus" has a more elusive and quixotic nature in the case of a
child born abroad. Under current rules, some U.S. citizen parents have
sufficient amounts to transmit citizenship automatically to their children
at birth abroad. Others do not. The amount of "nexus" an overseas
American parent requires varies according to a U.S. citizen's marital status,
employer, nationality of spouse, etc. Some interesting variations on the
theme of "nexus" are described below.
C. One Day "Nexus" Chidren:
If both of the parents are U.S. citizens, and are married, a child born
abroad is a U.S. citizen at birth if either of the parents has ever resided
in the United States, no amount of time specified. This "nexus"
can be acquired in one day in the United States by one U.S. citizen. (Note:
a recent statement from the State Department suggests that even one day
is no longer required for a birth abroad to two U.S. citizen parents.)
D. One Year "Nexus" Children: A child born abroad is a U.S. citizen at birth if an unmarried U.S. citizen mother has previously lived in the United States for one non-continuous year, at any age. This "nexus" accumulates during 365 days of physical presence in the United States. If the mother does not meet this prior residence test, her child will not only not be American, but may well even be stateless.
E. One Year "Nexus" Children Might Become Five Year "Nexus" Children If an Unwed Mother Marries the Father of the Child: Something very peculiar might happen to "nexus" at the moment when an unmarried U.S. citizen mother marries an alien father of a child born abroad. If, before the child born overseas reaches the age of eighteen, the unmarried U.S. citizen mother marries an alien spouse who acknowledges paternity of the child, the child could as of that moment lose his/her previously earned U.S. citizenship because marriage might retroactively trigger a different set of "nexus" rules as indicated below. In this case, marriage could turn "nexus" into "non-nexus". Although State Department officials claim that they do not interpret the law today in this manner, the law suggests that there could be a "nexus" bonus for birth out of wedlock, and a "nexus" penalty for the subsequent marriage of an overseas child's parents.
F. Five Year "Nexus" Children:
In the case of a U.S. citizen married to an alien, a child is a U.S. citizen
at birth abroad only if the U.S. citizen parent, or a U.S. citizen grandparent,
has previously lived in the United States for five years, at least two
of which after the age of fourteen years. This type of "nexus" accumulates
very slowly during five full years of physical presence in the United States.
Paradoxically, a U.S. citizen parent or grandparent could have lived the
full first fifteen years of his/her life in the United States and still
not qualify under current rules. And, as mentioned above, this "nexus"
has to be five times as large if the U.S. citizen is married to an alien
than if the parent is unmarried. The implied will of Congress seems to
have been to impose a significant marriage penalty in "nexus" terms.
G. Virtual U.S. Soil "Nexus" Children: Another variety of "nexus" applies to U.S. citizen parents if they themselves have previously lived abroad as children in the household of a U.S. citizen parent who either worked for the U.S. Government, or for an international organization mentioned on an officially approved list. In this case, these years lived abroad by these parents count as if they had been physically present in the United States to accumulate "nexus" under the rules of all of the paragraphs above. If their U.S. parent had decided to retire on the wrong date, or changed to a job into the private sector, but continued to live abroad, their subsequent residence abroad would no longer have earned them this special "nexus" credit. There is a "nexus" bonus for working for the U.S. Government, or for certain international organizations, and a "nexus" penalty for choosing the wrong employer or being an entrepreneur abroad. Why?
14. Peculiar "Nexus" Anomalies:
Current U.S. laws not only lack uniformity in the treatment of U.S. citizens,
they also introduce some curious anomalies. While the imposition of a requirement
for "nexus" may be virtuous, the devil has made a comfortable home
in the details. Here are some of the peculiar anomalies:
A. "Nexus" has no Apparent
Link to "Patriotism": Granting that Congress might have a legitimate
concern for "nexus" in the transmission of citizenship, one
might expect to find a minimum uniform requirement for "nexus" as
a calculus of patriotism, or love of country, or knowledge of country,
or even willingness to die for country, or at least something of a similar
nature. But this obviously is not the case because the most minimalist
form of "nexus" can be acquired by any alien by merely being present
on U.S. soil for only a few minutes prior to the birth of a child. Indeed,
the parent could be in the United States as an avowed enemy of everything
the U.S. stands for and it this doesn't matter at all. None of the "nexus"
factors listed above are explicitly mentioned in the law, and no quantification
or qualification of any of these factors has ever even been mentioned to
justify the need for "nexus" for citizenship transmission purposes.
Indeed, the Fourteenth Amendment to the Constitution would make them otiose.
B. "Nexus" as a Quantum Function:
Different varieties of "nexus" involve totally different quanta
of precisely measured previous residence time in the United States. One
does not have just more, or less, "nexus". It is something that
has to be accumulated in a specifically defined amount. It can be acquired
instantaneously, by some, in one day by others, in one year by others,
and for some at least five years are necessary. Be short one day, however,
in any of these categories and "nexus" simply does not occur. And,
as mentioned above, because of a time slot provision, some citizens can
actually live in the United States for more than fifteen years, move abroad,
and still fail to have acquired enough "nexus" to share their U.S.
citizenship with a child born abroad.
C. The Instability of "Nexus":
The quantum of "nexus" that U.S. citizens need to accumulate to
transmit citizenship to children born abroad has not been stable throughout
the history of the United States. During the first one hundred and fifty
years of our republic, all U.S. citizen fathers gained sufficient "nexus"
with merely one day of prior physical presence in the United States. In
1934, this also became the sole "nexus" quantum required for all
overseas U.S. citizen mothers as well. Then something remarkable happened
in 1940. "Nexus" suddenly was no longer a function solely of the
individual but became a much more complicated concept involving the existence
and nationality of a spouse. Those who had married aliens henceforth needed
a prior physical presence in the United States "nexus" quantum of
ten years, five of which after the age of sixteen; which a few years
later became ten years, five after the age of fourteen; then five
years, two after the age of fourteen, and so on. From something simple
and stable, "nexus" morphed into something highly malleable and
unstable, changing size with remarkable speed and frequency.
D. "Nexus" Inadequacies of Military Service:
While pregnant aliens visiting the United States can acquire sufficient
"nexus" in one day, some U.S. servicemen stationed abroad have not
been able to accumulate enough "nexus" before leaving the United
States, cannot earn it abroad, and can end up with stateless children of
their own. A recent story in the "Stars and Stripes" told of an alien serving
in the U.S. Army whose child was born while he was on duty in West Germany.
As both the father and the mother failed the "nexus" test, the child
was born stateless. Had this soldier not been serving as a volunteer in
the Army, and had he remained in the United States, his child would have
been born a U.S. citizen. This "nexus" test is not easy to understand.
E. "Nexus" Inadequacies of Those Who Give
Their Lives For Their Country: The
untimely death of a soldier can also generate "nexus" problems for
his progeny. A Master Sergeant in the U.S. Army died in combat in Vietnam
in 1966. He was awarded two Purple Hearts, several Army Commendation Medals,
a Presidential Citation, and the Air Medal. He volunteered to return to
Vietnam for a second tour because he wanted to serve his country. Several
years later, when his daughter who gave birth to a child abroad went to
the U.S. Embassy in Switzerland to register the birth, she was told the
child was not eligible to be a U.S. citizen. Although she had lived in
the household of her father for seventeen and a half years as an Army dependent,
five of those had not been after the age of fourteen as the law then required.
He died before she turned nineteen. The years after his death when she
lived abroad with her mother were no longer "nexus" years. Because
her father died at a wrong "nexus" moment, his daughter's "nexus"
expired in the overseas household of a widow. This also is a form of "nexus"
that is very difficult to understand.
F. Soil vs Blood Nexus:
Some argue that the "nexus" between a parent and a child is so sacred
that it should rank first among all of the privileged human relationships
that deserve to be promoted and protected by the laws of every country.
Sadly, the United States does not subscribe to this concept. U.S. law assigns
a higher rank to latitude and longitude "nexus" than to the umbilical
cord. Rather than cherish and protect the link between a parent and a newborn
child, the United States today actually builds and enforces barriers in
some of these relationships. This also does violence to the concept of
basic human rights and is very hard to understand.
G. "Nexus" by Lottery:
Although the United States has justifiably earned a reputation throughout
the world as a leading light in the promotion of human rights for others,
its generosity toward foreigners and its hard-heartedness toward some of
its own citizens is astonishing. Consider: each year tens of thousands
of green cards are given away by lottery to foreigners with no previous
"nexus" of any kind to the United States. Children who will be born
in the USA to these lucky green card winners will automatically acquire
U.S. citizenship at birth, with no other "nexus" ifs, ands or buts.
Of course, by definition, they are indeed winners.
15. Some Conclusions: Discrimination in the granting and protecting of the human rights of any child born to a U.S. citizen parent should not be the policy of the United States. Current law and the "nexus" muddle used in its justification raise a hairball of embarrassing questions which are very difficult to answer. Take a few such as: Why should the human rights of some U.S. citizen parents be greater than those of others? What is it about some of our children born abroad to a U.S. citizen parent that threatens the United States more than children born in the United States to alien parents? Why should human rights depend upon a career choice, or the choice of an employer? Why is it easier to be a citizen if one is born out of wedlock than if the parents are married? Why do human rights increase if an American quits a job in the private sector overseas to go to work for the U.S. government instead? The list of confusion and shame goes on.
16. How Difficult Would it Be to Solve This
Problem?: Legislation to give all Americans
an equal right to transmit U.S. citizenship to their children automatically
at birth has already been drafted and was introduced during the 102nd
Congress, 2nd Session on October 6th, 1992 as HR
6189. A copy is reproduced on the following page. This remedial legislation
would be an appropriate way to redress this grievance.
_________________________________
H.R. 6189
IN THE HOUSE OF REPRESENTATIVES
102nd Congress, 2nd Session
October 6 (legislative day, October 5), 1992
Mr. ALEXANDER introduced the following bill; which was referred to the
Committee on the Judiciary
_________________________________
A BILL
To amend section 301 of the Immigration and Nationality Act.
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the "Equal Human Rights for All American Children Act of 1992".
Sec. 2. Section 301 (8 U.S.C. 1401) is amended by inserting "natural born" after "nationals and".
Sec. 3. Subsection (a) of section 301 (8 U.S.C. 1401(a) is amended by inserting ", or in an outlying possession thereof" after "United States".
Sec. 4 Subsection (b) of section 301 (8 U.S.C. 1401(b) is amended by inserting ", or in an outlying possession thereof" after "United States".
Sec. 5. Subsection (f) of section 301 (8 U.S.C. 1401(f) is amended-
(a) by inserting ", or in an outlying possession thereof" after "found in the United States"; and (b) by striking out "twenty-one" and inserting in lieu thereof "six".
Sec. 6. Subsection (g) of section 301 (8 U.S.C. 1401(g) is amended-
(a) by striking out "one of whom is an alien and the other" and inserting in lieu thereof "at least one of whom is"; and
(b) by striking out all after "a citizen of the United States".
Sec. 7. Section 301 (8 U.S.C. 1401 is amended by repealing subsections (c), (d), and(e), and by redesignating subsections (f) and (g) as subsections (c) and (d) respectively.
Sec. 8. Section 301 (8 U.S.C. 1401) is amended by inserting the following new subsection after new subsection (d):
"(e) This section shall apply to persons born on
or after May 14, 1934, to the same extent as if it had become effective
in its present form on that date."
1 See Annex 1, An Historical Summary of U.S. Citizenship Laws and Overseas Americans.